DEPARTMENT OF STATISTICS AND ACTUARIAL SCIENCE



Researcher : Chan B

List of Research Outputs

Chan B., Ng K.W., Threshold growth rates for sustainable healthcare with health protection account, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 303: 1-8.


Researcher : Chan JSK

Project Title:Modelling informative drop-out in longitudinal binary data analysis
Investigator(s):Dr. Chan J.S.K.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:July 1998
Abstract:
To develop new modelling strategies and estimation methods for probit linear model with informative drop-out.


Project Title:Modelling trended binary response with geometric process
Investigator(s):Dr. Chan J.S.K.
Source(s) of Funding:Social Sciences Faculty Research Fund
Start Date:February 2000
Abstract:
To derive models and estimation methodologies for modelling trended binary responses with geometric process.


Project Title:Extension of informative drop-out models to handle multiple responses and random effects in longitudinal binary data analysis
Investigator(s):Dr. Chan J.S.K. , Dr. Leung D.Y.P.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:November 2000
Abstract:
To extend the current informative drop-out modelling strategies and estimation methods to handle data with multiple responses and random effects in longitudinal binary data analysis.


List of Research Outputs

Chan J.S.K., Initial stage problem in autoregressive binary regression, The Statistican. 2000, 49(4): 495-502.
Kuk A.Y.C., Chan J.S.K., Three ways of implementing the EM algorithm when parameters are not identifiable, Biometrical Journal. Wiley-Vch. Verlag Berlin, 2001, 43: 207-218.


Researcher : Chan WS

Project Title:Role of aluminium in dialysis dementia
Investigator(s):Dr. Chan W.S. , Dr. Wong C.S.
Department:School of Professional and Continuing Education
Source(s) of Funding:Actuarial Education and Research Fund, The Actuarial Foundation, U.S.A.
Start Date:September 1991
Abstract:
To study the intestinal absorption of aluminium (Al), and the effect of Al on liver and brain enzymes, with a view to acquiring a better understanding of the role and possible toxic effect of Al and its association with dialysis dementia.


Project Title:A multivariate stochastic investment model for actuarial use
Investigator(s):Dr. Chan W.S.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:July 1999
Completion Date:July 2001
Abstract:
To build a multivariate autoregressive conditional heteroscedasticity (MARCH) model of the key variables considered by Wilkie; to compare the new model with the original Wilkie Model; to explore possible actuarial applications of the proposed model.


List of Research Outputs

Chan F.W.H., Chan W.S., Actuarial Assessment of Damages in Personal Injury Litigation - The Hong Kong Position and The Comparative International Aspects, Hong Kong Law Journal. Hong Kong, Hong Kong Law Journal Ltd, 2000, 272-289.
Chan F.W.H., Chan W.S., Actuarial Assessment of Damages in Personal Injury Litigation in Hong Kong, The International Journal of Evidence and Proof. UK, Blackstone, 2000, 2000 (3): 194-203.
Chan W.S., Chan F.W.H., Lai Wee Lian Revisited - Should Actuarial tables be used for the assessment of damages in personal injury litigation in Singapore?, Singapore Journal of Legal Studies. Singapore, NUS, 2000, 2000: 364-378.
Chan W.S., Modelling corporate bond default risk: A multiple time series approach, Journal of Actuarial Practice. U.S.A., Absalom Press, 2000, 8(1): 211-236.
Chan W.S., Modelling corporate bond default risk: a multiple time series approach, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 279: 1-18.
Chan W.S., Chan F.W.H., Should actuarial tables be used for the assessment of damages in personal injury litigation in Singapore?, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 278: 1-16.
Chan W.S., The first mandated social security pension scheme in Hong Kong, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 292: 1-15.
Lo W.C., Chan W.S., Diagnosing shocks in stock market returns of greater china, Multinational Finance Journal. U.S.A., Multinational Finance Society, 2000, 4: 269-288.


Researcher : Chan YF

List of Research Outputs

Chan Y.F., Lee S.M.S., An exact iterated bootstrap algorithm for small-sample bias reduction, Computational Statistics and Data Analysis. Elsevier Science, 2001, 36: 1-13.


Researcher : Chau PH

List of Research Outputs

Chau P.H., Yip P.S.F., Cui J., Reconstructing HIV incidence in Hong Kong using data from HIV positive tests and AIDS diagnoses, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 300: 1-22.
Yip P.S.F., Yam C.H.K., Chau P.H., A re-visit on seasonal variations in suicides in the Hong Kong Special Administrative Region (HKSAR), Acta Psychiat Scand. U.K., Munksgaard, 2001, 103: 315-316.


Researcher : Choy BST

Project Title:Bayesian statistics in actuarial science with applications
Investigator(s):Dr. Choy B.S.T.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:July 1998
Abstract:
To investigate the corresponding actuarial problems of the Hong Kong insurance industry and hopefully make a comparison with those in other countries.


Project Title:Analysis of generalized linear mixed models with applications
Investigator(s):Dr. Choy B.S.T. , Dr. Chan J.S.K., Dr. Kuk A.C.Y., Prof. Walker S.G.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:September 1999
Abstract:
To model random effects with (i) heavy-tailed distributions, (ii) skewed distributions (scale mixtures of beta (SMB) distributions) and (iii) nonparametric alternatives; to improve the methodologies i n GLMMs; to implement and compare the GLMMs using both likelihood and Bayesian approaches; to investigate sensitivity to outliers.


Project Title:Statistical analysis of association with applications
Investigator(s):Dr. Choy B.S.T.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:November 2000
Abstract:
To bridge the gap between the study and the applications of association by statisticians and computer scientists and to propose an effective algorithm for association rule.


List of Research Outputs

Chen J., Choy B.S.T., Li K.H., Optimal Bayesian sampling acceptance plan with random censoring, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 281: 1-23.


Researcher : Fong PW

List of Research Outputs

Fong P.W., Li W.K., Some results on cointegration with random coefficients in the error correction form : estimation and testing, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 293: 1-30.


Researcher : Fu B

List of Research Outputs

Fu B., Li W.K., Fung T.W.K., Testing model adequacy for dynamic panel data with intercorrelation, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 294: 1-20.


Researcher : Fung TWK

Project Title:Forensic DNA analysis: VNTR and STR systems in the Chinese population
Investigator(s):Prof. Fung T.W.K.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:December 1997
Abstract:
To explore and develop a new method for testing independence of DNA profiles. The power of the tests of independence is studied through simulation, taking into account the properties of VNTR analysis. To compare the DNA profiles of Chinese in China, Hong Kong, Taiwan and Singapore. To test whether or not the population probability or frequency distributions of DNA profiles under different convenience sampling methods are the same. If not, it implies that the commonly used convenience sampling method does not always give a representative sample. To conduct proper statistical analysis to validate the newly developed STR system. To investigate other statistical issues such as the comparison of match-binning and likelihood ratio methods, and the assessment of prior probabilities etc.


Project Title:Statistical diagnostics in multivariate methods: factor analysis and canonical variates analysis, with business and educational studies applications
Investigator(s):Prof. Fung T.W.K.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:December 1998
Abstract:
To construct measures for diagnosing influential observations in the estimation of factor loadings, both before and after factor rotation. The issues of rotation-invariant norms and switching of factors are also investigated; to design benchmarks for distinguishing significantly influential observations in factor analysis; to develop an accurate second order approximation to sample influence curves in canonical correlation analysis, by generalizing the perturbation theory of Wilkinson; to investigate local influence in canonical correlation analysis under various influence schemes such as data-influence and case-weighting influences; to develop diagnostics to the technical but powerful common canonical variates methods which are currently unexplored; to apply the diagnostic measures to Hong Kong business and educational studies including the study of family control of stock returns, academic performance and perception of English-medium instruction of students using factor analysis, the prediction of corporate financial distress and the relationship between physical fitness and academic performance using canonical variates analysis. The influential observations in such data sets would alter the findings substantially.


List of Research Outputs

Fu B., Li W.K., Fung T.W.K., Testing model adequacy for dynamic panel data with intercorrelation, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 294: 1-20.
Fung T.W.K., Hu Y.Q., Interpreting DNA mixtures based on the NRC-II Recommendation 4.1, Forensic Science Communication. Virginia, U.S.A., FBI, 2000, 2: 1-9.
Fung T.W.K., Chan K.L., Mok V.K.K., Lee C.W., Choi V.M.F., The statistical variability of blood alcohol concentration measurements in drink-driving cases, Forensic Science International. The Netherlands, Elsevier, 2000, 110: 207-214.
Geng Z., Guo J., Lau T.S., Fung T.W.K., Confounding, homogeneity and collapsibility for causal effects in epidemiologic studies, Statistica Sinica. Delaware, U.S.A., International Chinese Statistical Association, 2001, 11: 63-75.
Gu H., Fung T.W.K., Influence diagnostics in the common canonical variates model, Annals of the Institute of Statistical Mathematics. Tokyo, Japan, Institute of Statistical Mathematics, 2000, 52: 753-766.
Law M.Y., Wong D.M., Fung T.W.K., Chan K.L., Li C., Lun T.S., Lai K.M., Cheung K.Y., Chiu C.T., Genetic polymorphism at three STR Loci-CSF1PO, HUMTHO1 and TPOX, and the AMP-FLP locus D1S80 for the Chinese population in Hong Kong, Forensic Science International. The Netherlands, Elsevier, 2001, 115: 103-105.
Pan J.X., Fung T.W.K., Bayesian influence assessment in the growth curve model with unstructured covariance, Annals of the Institute of Statistical Mathematics. Tokyo, Japan, Institute of Statistical Mathematics, 2000, 52: 737-752.
Wong D.M., Law M.Y., Fung T.W.K., Chan K.L., Li C., Lun T.S., Lai K.M., Cheung K.Y., Chiu C.T., Population data for 12 STR loci in Hong Kong Chinese, International Journal of Legal Medicine. Berlin, Germany, Springer, 2001, 114: 281-284.


Researcher : Ip DYK

List of Research Outputs

Lam K.F., Ip D.Y.K., REML and ML estimation for clustered grouped survival data, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 301: 1-17.


Researcher : Lam KF

Project Title:Estimation of cured / immune fractions based on the censored survival time data
Investigator(s):Dr. Lam K.F. , Dr. Yu P.L.H.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:July 1996
Abstract:
To provide a statistical method in modelling the cured fraction when the cured individuals are not identifiable.


Project Title:Statistical analysis of multiple event time data
Investigator(s):Dr. Lam K.F. , Dr. Yu P.L.H.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:October 1996
Abstract:
In some medical studies, the response of each subject consist of serially indexed survival times. Typical examples are the inter-recurrence times of a certain kind of cancer, multiple attacks of cardiac arrest, and the recurrence of a certain disease. The gap times are indexed according to the order of recurrence of the event to the subject. It is natural to conceive that the time to the i-th recurrence (since the (i-1)st recurrence) and the previous (i-1) inter-recurrence times are dependent in a way that survival are less dependent. This kind of dependence is referred to as serial dependence. However, the primary interest of most medical researchers is to study the effects of some potential external risk factors or explanatory variables on the indexed times to recurrence, such as treatment plans, diet, and initial health conditions. To make correct inference on the fixed effects of the potential risk factors in the presence of the serial dependence structure and possibly heterogeneity among the subjects (this could be due to some unobservable risk factors), one or more general statistical models will be proposed. The objective of this project is to provide a general estimation methodology for modelling this kind of data.


Project Title:Statistical analysis of multiple event time data
Investigator(s):Dr. Lam K.F. , Dr. Yu P.L.H.
Source(s) of Funding:RGC Fundable Projects (Block Grant Funded)
Start Date:October 1996
Abstract:
In some medical studies, the response of each subject consist of serially indexed survival times. Typical examples are the inter-recurrence times of a certain kind of cancer, multiple attacks of cardiac arrest, and the recurrence of a certain disease. The gap times are indexed according to the order of recurrence of the event to the subject. It is natural to conceive that the time to the i-th recurrence (since the (i-1)st recurrence) and the previous (i-1) inter-recurrence times are dependent in a way that survival are less dependent. This kind of dependence is referred to as serial dependence. However, the primary interest of most medical researchers is to study the effects of some potential external risk factors or explanatory variables on the indexed times to recurrence, such as treatment plans, diet, and initial health conditions. To make correct inference on the fixed effects of the potential risk factors in the presence of the serial dependence structure and possibly heterogeneity among the subjects (this could be due to some unobservable risk factors), one or more general statistical models will be proposed. The objective of this project is to provide a general estimation methodology for modelling this kind of data.


Project Title:State-space modeling of multivariate grouped survival data
Investigator(s):Dr. Lam K.F.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:December 2000
Abstract:
By analyzing multivariate survival date, the project seeks to assess the effects of potential risk factors on the failure times and study the level of dependence among the possibly correlated failure times.


List of Research Outputs

Chi I., Lam T.P., Lam K.F., Consultancy study on gate-keeping initiative for elderly service: Final report. October 2000, 2000.
Kwan C.W., Chi I., Lam T.P., Lam K.F., Chou K.L., Validation of Minimum Data Set for Home Care Assessment Instrument (MDS-HC) for Hong Kong Chinese Elders, Clinical Gerontologist. 2000, 21(4): 35-48.
Lam K.F., Yu P.L.H., Lee C.F., Kernel method for the estimation of the distribution function and the mean with auxiliary information in ranked set sampling, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 274: 1-17.
Lam K.F., Leung T.L., Marginal likelihood estimation for proportional odds models with right censored data, Lifetime Data Analysis. The Netherlands, Kluwer Academic Publishers, 2001, 7: 39-54.
Lam K.F., Ip D.Y.K., REML and ML estimation for clustered grouped survival data, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 301: 1-17.
Yu P.L.H., Lam K.F., Lo S.M., Monte Carlo EM Estimation of Factor Models for Ranking Data, The 4th International Conference on Monte Carlo & Quasi-Monte Carlo Methods in Scientific Computing, Hong Kong. 2000.


Researcher : Lauder IJ

List of Research Outputs

Chau J., Cheung B.M.Y., Mcghee S.M., Lauder I.J., Lau C.P., Kumana C.R., Cost-effectiveness and cost-utility of statins inpatients with CHD and average cholesterol levels applied to Hong Kong, The Hong Kong Practitioner. 2001, 23: 9.
Ip M.S.M., Lam B., Lauder I.J., Tsang K.W.T., Chung K.F., Mok W.Y.W., Lam W.K., A community study of sleep disordered breathing in middle-aged Chinese men in Hong Kong, Chest. 2001, 119: 62-69.
Kumana C.R., Kou M., Lauder I.J., Ip M.S.M., Lam W.K., Increasing use of inhaled steroids associated with declining asthma mortality, Journal of Asthma. NY, USA, Marcel Dekker, 2001, 38: 161-167.
Lam C.L.K., Lauder I.J., Lam T.P., Gandek B., Validation and norming of the MOS 36-item Short Form Health Survey in Hong Kong Chinese adults. Health Services Research Committee, Health Services Research Committee Dissemination Report No. 711026. Hong Kong, 2000.
Lin H.J., Siwak E.B., Lauder I.J., Hollinger F.B., Long-term culture of human immunodeficiency virus type 1 resulting in loss of glycosylation sites, Journal of Medical Virology. U.S.A., Wiley-Liss, Inc., 2001, 63: 197-202.


Researcher : Lee CF

List of Research Outputs

Lam K.F., Yu P.L.H., Lee C.F., Kernel method for the estimation of the distribution function and the mean with auxiliary information in ranked set sampling, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 274: 1-17.


Researcher : Lee SMS

Project Title:Study of saddlepoint approximate iterated bootstrap confidence intervals: theory and methodology
Investigator(s):Dr. Lee S.M.S.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:July 1996
Abstract:
To examine theoretical properties of iterated bootstrap confidence intervals through saddlepoint approximations of distribution functions, derive necessary asymptotic results for practical construction of saddlepoint approximate iterated confidence intervals, develop an automatic package to compute the interval limits without the need for Monte Carlo simulation, and investigate its performance both theoretically and empirically.


Project Title:A study of iterated bootstrap methodologies
Investigator(s):Dr. Lee S.M.S.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:December 1997
Abstract:
To investigate the iterated bootstrap in general, hoping to provide satisfactory solutions, complete or partial, to the aforementioned fundamental issues.


Project Title:An adaptive Monte Carlo approach to constructing bootstrap confidence regions
Investigator(s):Dr. Lee S.M.S.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:July 1998
Abstract:
To investigate a simple procedure for building confidence regions, which makes use of bootstrap multivariate data in an adaptive and intuitively sound fashion.


Project Title:Consistency and efficiency of iterated resampling algorithms under general conditions
Investigator(s):Dr. Lee S.M.S.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:October 2000
Abstract:
To investigate new approaches baed on bootstrap iterations to efficiently and consistently approximating sampling distributions in all circumstances, especially in the absence of any prior knowledge concerning prerequisite conditions.


Project Title:Breakdown properties of modified bootstrap confidence intervals
Investigator(s):Dr. Lee S.M.S.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:November 2000
Abstract:
To investigate and extends results on breakdown properties of standard bootstrap confidence intervals to those of modified bootstrap confidence intervals.


List of Research Outputs

Chan Y.F., Lee S.M.S., An exact iterated bootstrap algorithm for small-sample bias reduction, Computational Statistics and Data Analysis. Elsevier Science, 2001, 36: 1-13.
Chung K.H., Lee S.M.S., Optimal bootstrap sample size in construction of percentile confidence bounds, Scandinavian Journal of Statistics. Oxford, U.K., Blackwell Publishers, 2001, 28: 225-239.
Hall P., Lee S.M.S., Young G.A., Importance of interpolation when constructing double-bootstrap confidence intervals, Journal of the Royal Statistical Society, Series B. Oxford, U.K., Blackwell Publishers, 2000, 62: 479-491.
Lee S.M.S., Breakdown properties of some modified bootstrap confidence intervals, Workshop on Inference and Asymptotics, Ascona, Switzerland. 2000, 16.
Lee S.M.S., Discussion of "The estimating function bootstrap" by F. Hu and D. Kalbfleisch, The Canadian Journal of Statistics. Canada, 2000, 28: 494-495.
Lee S.M.S., Minimum variance unbiased estimation based on bootstrap iterations, Proceedings of the 23rd International Conference on Information Technology Interfaces. Zagreb, Croatia, SRCE University Computing Centre, University of Zagreb, 2001, 237-242.
Lee S.M.S., Nonparametric confidence intervals based on extreme bootstrap percentiles, Statistica Sinica. Taiwan, 2000, 10: 475-496.


Researcher : Li WK

Project Title:An approach to nonlinear and nonstationary time series modelling
Investigator(s):Prof. Li W.K. , Prof. Tong H., Dr. Yang H.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:September 1998
Abstract:
1. Develop new univariate models with a random unit root driven by a changing conditional heteroscedastic noise process. Properties of the new models and modelling and forecasting strategies will be studied with a view towards applications. 2. Develop new models with a nonlinear unit root and a changing heteroscedastic noise process. Specially, we shall develop testing, estimating and model checking procedures, consider the possibility of combining the stochastic and nonlinear features, propose forecasting schemes for all the new models and illustrate their potential with real data. 3. Extension of the results on non-stationarity to multivariate models, including testing for different kinds of non-stationarity and for possible presence of co-integration among the series in the presence of multivariate conditional heteroscedasticity.


Project Title:Common nonlinear dynamics in a panel of time series
Investigator(s):Prof. Li W.K. , Prof. Chan K.S., Prof. Tong H.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:January 2001
Abstract:
To use a systematic approach to tests of common nonlinear dynamics in time series


Project Title:Risk management with financial time series in the presence of sudden economic changes
Investigator(s):Prof. Li W.K. , Prof. Franke J.
Source(s) of Funding:Germany/Hong Kong Joint Research Scheme
Start Date:January 2001
Abstract:
Models and methods for financial time series data are to be generalized in such a manner to allow for sudden changes in the structure of the processes. Such sudden changes caused by unexpected economic or political events are important in practical problems like risk assessment or derivative pricing.


List of Research Outputs

Fong P.W., Li W.K., Some results on cointegration with random coefficients in the error correction form : estimation and testing, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 293: 1-30.
Fu B., Li W.K., Fung T.W.K., Testing model adequacy for dynamic panel data with intercorrelation, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 294: 1-20.
Ling S., Li W.K., Asymptotic inference for nonstationary fractionally integrated autoregressive moving-average models, Econometric Theory. The United States of America, Cambridge University Press, 2001, 17: 738-764.
Ling S.L., Li W.K., McAleer M., Estimation and testing for unit root processes with GARCH (1, 1) errors: theory and Monte Carlo study, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 297: 1-27.
Wang J., Tong H., Li W.K., Limiting distribution of LAD estimators for AR(p) models with infinite variance innovations, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 284: 1-19.
Wong C.S., Li W.K., On a Mixture Autoregressive conditional heteroscedastic model, Journal of the American Statistical Association. U.S.A., American Statistical Association, 2001, 96(455): 982-995.
Wong C.S., Li W.K., On a logistic mixture autoregressive model, Biometrika. Great Britain, Biometrika Trust, 2001, 88(3): 833-846.
Xia Y., Tong H., Li W.K., Zhu L., A unified approach to dimension reduction, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 275: 1-53.


Researcher : Ng KW

Project Title:Conditional specification of multivariate probability distribution
Investigator(s):Dr. Ng K.W. , Prof. Dawid A.P.
Source(s) of Funding:UK/HK Joint Research Scheme (British Council / Hong Kong Research Grants Council)
Start Date:April 1999
Abstract:
To develop our existing collaboration in this area to tackle a wider range of problems. In particular, we plan to investigate in depth the various different cases that can arise when condition of involving the whole set of variables is no longer assumed.


List of Research Outputs

Chan B., Ng K.W., Threshold growth rates for sustainable healthcare with health protection account, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 303: 1-8.
Ng K.W., Tian G.L., Characteristic functions of L1 - spherical andLl1 - norm symmetric distributions and their applications, Journal of Multivariate Analysis. Academic Press, 2001, 76: 192-213.
Tse W.M., Li L.K., Ng K.W., Pricing discrete barrier and hindsight options with the tridiagonal probability algorithm, Management Science. Institute for Operations Research & the Management Sciences, 2001, 47(3): 383-393.


Researcher : Siu KTK

List of Research Outputs

Siu K.T.K., Tong H., Yang H., Bayesian risk measures for derivatives via random Esscher transform, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 286: 1-28.


Researcher : Tong H

List of Research Outputs

Siu K.T.K., Tong H., Yang H., Bayesian risk measures for derivatives via random Esscher transform, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 286: 1-28.
Tong H., Finkenstädt B., Yao Q., A conditional density approach to the order determination of time series, Statistics & Computing. Kluwer Academic Publishers, 2001, 11: 229-240.
Tong H., Finkenstäadt B., Yao Q., Stenseth N.C., Common structure in panels of short ecological time-series, Proceeding of Royal Society London (Series B). U.K., The Royal Society, 2001, 267: 1-9.
Tong H., Yang H., Discussion on the paper by Barndorff-Nielsen and Shephard, Journal of the Royal Statistical Society: Series B (Statistical Methodology). U.K., Blackwell Publishers, 2001, 63(2): 232-233.
Tong H., Discussion on the paper by J. Durbin and S.J. Koopman, Journal of the Royal Statistical Society: Series B (Statistical Methodology). U.K., Blackwell Publishers, 2001, 40-41.
Tong H., Yao Q., Nonparametric estimation of ratios of noise to signal in stochastic regression, Statistica Sinica. Taiwan, International Chinese, 2001, 10: 751-770.
Tong H., The Canadian lynx data: From the nonparametric perspective, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 285: 1-13.
Wang J., Tong H., Li W.K., Limiting distribution of LAD estimators for AR(p) models with infinite variance innovations, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 284: 1-19.
Xia Y., Tong H., Li W.K., Zhu L., A unified approach to dimension reduction, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 275: 1-53.


Researcher : Wang Y

List of Research Outputs

Fang X., Watson R., Wang Y., Yip P.S.F., A procedure for complete fault detection with a removal process, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 280: 1-13.
Wang Y., Yip P.S.F., Hayakawa Y., A frailty model for detecting number of faults in a system, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 287: 1-19.
Wang Y., Yip P.S.F., A semiparametric model for recapture experiments, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 289: 1-12.
Wang Y., Yip P.S.F., Estimation of population size for additive-multiplicative models based on continuous-time recapture experiments, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 295: 1-16.
Yip P.S.F., Fang X., Zhou Y., Wang Y., A sequential procedure for fixed accuracy estimation of the population size with recapture sampling, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 298: 1-20.


Researcher : Wong CS

List of Research Outputs

Wong C.S., Li W.K., On a Mixture Autoregressive conditional heteroscedastic model, Journal of the American Statistical Association. U.S.A., American Statistical Association, 2001, 96(455): 982-995.
Wong C.S., Li W.K., On a logistic mixture autoregressive model, Biometrika. Great Britain, Biometrika Trust, 2001, 88(3): 833-846.


Researcher : Xi L

List of Research Outputs

Yip P.S.F., Chen Q., Xi L., Estimation of threshold parameter for a general epidemic model in a heterogeneous population, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 282: 1-13.


Researcher : Xia Y

List of Research Outputs

Xia Y., Tong H., Li W.K., Zhu L., A unified approach to dimension reduction, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 275: 1-53.


Researcher : Yang H

Project Title:Investment risk related problems in actuarial science
Investigator(s):Dr. Yang H. , Prof. Li W.K., Dr. Tsoi A.H., Dr. Yuen K.C.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:September 1998
Abstract:
To investigate the effects of different investment risks on some actuarial problems.


Project Title:Analysis of risk measures
Investigator(s):Dr. Yang H.
Source(s) of Funding:Block Grant Earmarked for Research
Start Date:July 1999
Abstract:
To analyse different risk measures, includng VaR, and coherent risk measures; to build the portfolio manager's subjective view into the risk measurement model, and analyse the properties.


List of Research Outputs

Siu K.T.K., Tong H., Yang H., Bayesian risk measures for derivatives via random Esscher transform, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 286: 1-28.
Tong H., Yang H., Discussion on the paper by Barndorff-Nielsen and Shephard, Journal of the Royal Statistical Society: Series B (Statistical Methodology). U.K., Blackwell Publishers, 2001, 63(2): 232-233.
Yang H., An integrated risk management method: VaR approach, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 290: 1-21.
Yang H., Conditional ruin probability with stochastic interest rate, Stochastic Analysis and Applications. New York, U.S.A., Marcel Dekker, Inc., 2001, 19(2): 207-214.
Yang H., Ruin Theory and Credit Risk, U.S.A., Society of Actuaries, 2001, 2001. 1: 23.
Yang H., Zhang L., Spectrally negative Lévy processes with Applications in Risk Theory, Advances in Applied Probability. Northern Ireland, Applied Probability Trust, 2001, 33: 281-291.
Yang H., Zhang L., Spectrally negative Lévy processes with applications in risk theory, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 283: 1-17.
Yang H., Zhang L., The joint distribution of surplus immediately before ruin and the deficit at ruin under interest force, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 288: 1-17.


Researcher : Yip PSF

Project Title:Development and assessment of more efficient models and designs for capture-recapture studies
Investigator(s):Dr. Yip P.S.F. , Dr. Lloyd C.J.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:October 1997
Abstract:
To develop a better experimental design for population size estimation and to suggest robust estimators when the assumptions of a closed population and homogeneity among the capture probabilities are not valid.


Project Title:Elderly suicide in Hong Kong
Investigator(s):Dr. Yip P.S.F. , Prof. Chi I., Dr. Chiu H.
Source(s) of Funding:Hong Kong Special Administrative Region Government
Start Date:September 1999
Abstract:
To study the prevalence and risk factors of elderly suicide in Hong Kong.


Project Title:A multi-disciplinary approach to understanding elderly suicide in Hong Kong
Investigator(s):Dr. Yip P.S.F. , Prof. Chi I., Dr. Chiu H.
Source(s) of Funding:Health and Welfare Bureau, Hong Kong Special Administrative Region Government
Start Date:October 1999
Abstract:
To study a multi-disciplinary approach to understanding elderly suicide in Hong Kong.


Project Title:Estimating population size for open populations with heterogeneous capture probabilities
Investigator(s):Dr. Yip P.S.F. , Prof. Chao A., Dr. Huggins R.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:September 2000
Abstract:
To develop methodology in estimating the size of a closed population. The project also examines the use of sequential procedures to help optimize resources in the design of capture-recapture studies.


List of Research Outputs

Chan Y.M., Ngan H.Y.S., Yip P.S.F., Li B.Y.G., Lau O.W.K., Tang G.W.K., Psychosocial adjustment in Gynecologic cancer survivors: a longitudinal study on risk factors for maladjustment, Gynecologic Oncology. 2001, 80: 387-394.
Chao A., Yip P.S.F., Lee S.M., Chu W., A unification approach to population size for closed capture-recapture models via a martingale estimating function, Journal of Statistical Planning and Inference. The Netherlands, Elsevier Science, 2001, 92: 213-232.
Chau P.H., Yip P.S.F., Cui J., Reconstructing HIV incidence in Hong Kong using data from HIV positive tests and AIDS diagnoses, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 300: 1-22.
Cheung Y.B., Yip P.S.F., Karlberg J.P.E., Fetal growth, early postnatal growth and motor development in Pakistani infants, International Journal of Epidemiology. 2001, 30: 66-74.
Cheung Y.B., Yip P.S.F., Karlberg J.P.E., Mortality of Twins and Singletons by Gestational Age: A Varying-Coefficient Approach, American Journal of Epidemiology. 2000, 152(12): 1107-1116.
Cheung Y.B., Yip P.S.F., Karlberg J.P.E., Respond to "Are Appearances Deceiving?", American Journal of Epidemiology. 2000, 152(12): 1120.
Cheung Y.B., Yip P.S.F., Social patterns of birth weight in Hong Kong, Social Science and Medicine. U.K., 2001, 52: 1135-1141.
Cheung Y.B., Yip P.S.F., Suicide risk and marital status, Journal of Epidemiology Community Health. U.K., 2000, 54: 878-880.
Fang X., Watson R., Wang Y., Yip P.S.F., A procedure for complete fault detection with a removal process, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 280: 1-13.
Hayakawa Y., Yip P.S.F., A Gibbs sampler approach to estimation of the number of faults in a system using capture-recapture sampling, IEEE Transactions of Reliability. U.S.A., 2000, 49: 342-351.
Hayakawa Y., Upton D., Yip P.S.F., O'Neill D., Inference for a multitype epidemic model using Markov chain Monte Carlo methods, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 277: 1-12.
Liu L., Yip P.S.F., Removal process estimation of population size for a population with a known sex ratio, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 296: 1-15.
Tang O.S., Tang G.W.K., Yip P.S.F., Li B., Further evaluation on long-term depot-medroxyprogesterone acetate use and bone mineral density: a longitudinal cohort study, Contraception. 2000, 62: 161-164.
Wang Y., Yip P.S.F., Hayakawa Y., A frailty model for detecting number of faults in a system, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 287: 1-19.
Wang Y., Yip P.S.F., A semiparametric model for recapture experiments, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 289: 1-12.
Wang Y., Yip P.S.F., Estimation of population size for additive-multiplicative models based on continuous-time recapture experiments, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 295: 1-16.
Yip P.S.F., Yam C.H.K., Chau P.H., A re-visit on seasonal variations in suicides in the Hong Kong Special Administrative Region (HKSAR), Acta Psychiat Scand. U.K., Munksgaard, 2001, 103: 315-316.
Yip P.S.F., Fang X., Zhou Y., Wang Y., A sequential procedure for fixed accuracy estimation of the population size with recapture sampling, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 298: 1-20.
Yip P.S.F., Wan E., Chan K.S., A unified of capture-recapture methods in discrete time, Journal of Agriculture, Biological and Environmental Statistics. U.S.A., 2001, 6: 183-194.
Yip P.S.F., An epidemiological of profile suicides in Beijing, China, Suicide and Life Threatening Behaviour. U.S.A., 2001, 31: 62-70.
Yip P.S.F., Law C.K., Assessment of the future resources and needs for hospitalisation in Hong Kong SAR, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 304: 1-12.
Yip P.S.F., Xi L., Chao A., Wang H., Estimating population size of a capture-recapture experiment with behavioural response, Environmental and Ecological and Statistics. U.S.A., 2000, 7: 405-414.
Yip P.S.F., Chen Q., Xi L., Estimation of threshold parameter for a general epidemic model in a heterogeneous population, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 282: 1-13.
Yip P.S.F., Chen Q., Measuring vaccine efficacy from a general epidemic model, Australian and New Zealand Journal of Statistics. Australia, Canberra, Blackwell, 2000, 42: 367-381.
Yip P.S.F., Chao A., Chiu C., Seasonal variation in suicides: Diminished or Vanished. Experience from England and Wales, 1982-1996, British Journal of Psychiatry. U.K., 2000, 177: 366-369.
Yip P.S.F., Lee J., The effect of migration on Hong Kong age distribution, The Asian Journal of Public Administration. Hong Kong, 2000, 22: 90-104.
Yip P.S.F., Lee J.M.K., The effects of the year of the dragon on reproductive behaviour among Chinese: an experience of Hong Kong SAR, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 291: 1-7.


Researcher : Yu PLH

Project Title:Ranked set sampling technique and its applications in environmental sampling and assessment
Investigator(s):Dr. Yu P.L.H. , Prof. Lam K., Prof. Sinha B.K.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:October 1997
Completion Date:September 2000
Abstract:
To develop suitable ranked set sampling techniques with particular emphasis on its applicability in assessing the quality of the environment surrounding us, in detecting changes of key measurements of the environment and in identifying factors that may have impact on environmental quality. In environmental and ecological sampling situations where the exact measurement of an environmental factor of a selected unit is either difficult or expensive in terms of time, money, or labour, ranked set sampling has been found to be extremently useful in this context. To further this statistical technique so that (i) it can handle various complication that may arise in practical situations in environmental sampling; and (ii) in addition tothe problems of estimating population parameters, the technique can be used to answer other relevant questions in environmental issues.


Project Title:Statistical methods for analyzing ranking data and their applications in business and social studies
Investigator(s):Dr. Yu P.L.H.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:December 1998
Abstract:
To develop suitable statistical methods for analyzing ranking data with particular emphasis on its applicability in business, marketing research, educational testing, psychological and sociological studies.


List of Research Outputs

Kwan J.W.C., Lam K., So M.K.P., Yu P.L.H., Forecasting and trading strategies based on a price trend model, Journal of Forecasting. New York, U.S.A., John Wiley & Sons, Ltd., 2000, 19: 485-498.
Lam K.F., Yu P.L.H., Lee C.F., Kernel method for the estimation of the distribution function and the mean with auxiliary information in ranked set sampling, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 274: 1-17.
Yu P.L.H., Chui S.B., A maximum entropy approach to recovering information from ranking data, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 299: 1-18.
Yu P.L.H., Bayesian analysis of order-statistics models for ranking data, Psychometrika. The Psychometric Society, 2000, 65: 281-299.
Yu P.L.H., Chan L.K.Y., Bayesian analysis of wandering vector models for displaying ranking data, Statistica Sinica. 2001, 11(2): 445-461.
Yu P.L.H., Commentary of 'Pricing Hang Seng Index Options around the Asian financial crisis - A GARCH approach' by J.C. Duan, Research Symposium Proceedings for the 11th Annual Asia-Pacific Futures Research Symposium. 2000, 251-254.
Yu P.L.H., Mailbase list editor on 'Discrete Choice Models', New Economics Papers, U.K.. 2001.
Yu P.L.H., Lam K.F., Lo S.M., Monte Carlo EM Estimation of Factor Models for Ranking Data, The 4th International Conference on Monte Carlo & Quasi-Monte Carlo Methods in Scientific Computing, Hong Kong. 2000.
Yu P.L.H., Tam Y.C., Ranked set sampling in the presence of censored data, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 302: 1-22.
Yu P.L.H., Chui S.B., Simulation-based estimation methods for rank-ordered probit models, Conference and Workshop on Random Utility Theory and Probabilistic Measurement Theory, Durham, N.C., U.S.A.. 2000.


Researcher : Yuen KC

Project Title:Analyses of correlated aggregate claims in a book of insurance business
Investigator(s):Dr. Yuen K.C. , Dr. Yang H.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:September 1999
Abstract:
(1) To investigate the exponential and non-exponential upper bounds for ruin probability. (2) To enhance the practicality of the correlated aggregate claims model, we will develop some estimation procedures for high dimensions. (3) The time at ruin, the surplus immediately prior to ruin and the deficit at ruin are random variables of interest in classical risk theory. Under the assumed model, the distributions of these random variables as well as their joint distribution will be examined.


Project Title:Further analyses of some newly developed semiparametric survival models
Investigator(s):Dr. Yuen K.C. , Dr. Zhu L.X.
Source(s) of Funding:RGC Fundable Projects (Block Grant Funded)
Start Date:May 2000
Completion Date:July 2001
Abstract:
To study three semiparametric survival models: Dikta's semiparametric random censorship model, mean residual life regression model, and proportional odds model.


List of Research Outputs

Yuen K.C., Zhu L., Zhang D., Comparing k cumulative incidence functions through resampling methods, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 306: 1-24.
Yuen K.C., Guo J.Y., Ruin probabilities for some risk processes with correlated aggregate claims, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 305: 1-21.
Yuen K.C., Guo J.Y., Ruin probabilities for time-correlated claims in the compound binomial model, Insurance: Mathematics and Economics. North-Holland, Elsevier Science, 2001, 29: 47-57.


Researcher : Zhu L

Project Title:Dimension-reduction in statistical inference
Investigator(s):Dr. Zhu L.X. , Dr. Ng K.W.
Source(s) of Funding:RGC Fundable Projects (Block Grant Funded)
Start Date:February 2000
Completion Date:March 2001
Abstract:
To investigate certain problems in statistical inference in terms of dimension reduction methods.


Project Title:Statistical inference for some semiparametric regression models with censored data
Investigator(s):Dr. Zhu L.X. , Dr. Yuen K.C.
Source(s) of Funding:Hong Kong Research Grants Council Competitive Earmarked Research Grants
Start Date:October 2000
Abstract:
To apply partial linear, single index, and generalized partially linear single-index models on censoring case.


List of Research Outputs

An H.Z., Zhu L., A mixed-type test for linearity in time series, Journal of Statistical Planning and inference. Amsterdam, The Netherlands, Elsevier Science BV., 2000, 88(2): 339-353.
Sun L.Q., Zhu L., A semiparametric model for truncated and censored data, Statistics & Probability Letters. Amsterdam, The Netherlands, Elsevier Science BV., 2000, 48(3): 217-227.
Wang Q.H., Zhu L., Estimation in partly linear error-in-covariable models with censored data, Communications in Statistics-Theory and Methods. New York, U.S.A., Marcel Dekker Inc., 2001, 30(1): 41-54.
Xia Y., Tong H., Li W.K., Zhu L., A unified approach to dimension reduction, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 275: 1-53.
Yuen K.C., Zhu L., Zhang D., Comparing k cumulative incidence functions through resampling methods, Research Report. Department of Statistics and Actuarial Science, HKU, 2001, 306: 1-24.
Zhu L., Neuhaus G., Nonparametric Monte Carlo tests for multivariate distributions, Biometrika. London, Biometrika Trust, 2000, 87(4): 919-928.
Zhu L., Cui H., Semiparametric regression model with errors in variables, Research Report. Department of Statistics and Actuarial Science, HKU, 2000, 276: 1-30.


Research postgraduate student: CHEN Qizhi

Ph.D. thesis - Analysis of Infectious Disease Data

Research postgraduate student: CHAN Ka Lai


MPhil. thesis - Some Statistical Aspects in Forensic Science

Research postgraduate student: CHAN Yuen Fai


MPhil. thesis - On Exact Algorithms for Small-Sample Bootstrap Iterations and Their Applications

Research postgraduate student: CHUI Shiu Bong


MPhil. thesis - Estimation Methods for Rank Data

Research postgraduate student: HUI Wai Choi


MPhil. thesis - Optimal Asset Allocation Under GARCH Model

Research postgraduate student: LEE Yau Wing


MPhil. thesis - Modeling Multivariate Survival Data Using Semiparametric Models

Research postgraduate student: TSANG Tat Shing


MPhil. thesis - Statistical Inference on the Coefficient of Variation

Research postgraduate student: TSANG Wai Yin


MPhil. thesis - Aspects of Modeling Stochastic Volatility

Research postgraduate student: WONG Oi Ling


MPhil. thesis - A Study of Saddlepoint-Based Resampling Methods



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