The University of Hong Kong


Overview of Research Activities of The University of Hong Kong 2010-11

 

Major Institutional Policy Developments

The University of Hong Kong (HKU) seeks to sustain and enhance its excellent reputation as an institution of higher learning through outstanding teaching and world-class research, so as to produce rounded graduates with life-long abilities to provide leadership within the society they serve.

The University's research policy flows directly from this institutional vision. Its aim is to strengthen its capabilities in both basic and applied research within a culture that strives for excellence and relevance as well as collaboration. The University emphasises innovative, high-impact and multidisciplinary research, and believes that a fine research record enhances the quality of research postgraduate education. It recognises that it must be fully accountable for the effective management of the public and private resources it deploys towards its research aims, and welcomes the opportunity to act in partnership with the wider community to generate, disseminate and apply knowledge.

To further develop the University's research excellence and to realise its vision to be recognised as one of the top research-led universities in Asia and in the world, the University Research Committee has developed the following five strategies:

(a) to develop strategic research areas and themes;
(b) to support 'blue-sky' and curiosity-driven research;
(c) to nurture next-generation scholars and researchers;
(d) to encourage knowledge transfer to community and society; and
(e) to enhance international and Mainland collaborations.

The University places particular emphasis on strategic interdisciplinary research in selected fields for the valuable synergies it can produce. The second round of the Univeristy's Strategic Research Themes (SRTs) was launched in 2008, with themes grouped under 5 areas of interdisciplinary research for focused support for a three-year period. The 5 areas are

Biomedicine
China
Community
Environment
Frontier technology

As well as focusing on creating critical mass and synergies in these themes and areas, the University also strives to provide a conducive research environment for new and important niche areas of research to develop. Four emerging research themes have also been named in this cycle: Communication Disorders, Diversity Studies, Earth as a Habitable Planet, and Stem Cell and Regenerative Medicine.

While strengthening its research focus in this way, the University is also investing in the human resources necessary to sustain a research culture dedicated to excellence. As reported previosuly, it intends to

(a) recruit 200 additional professoriate faculty members internationally by the 2012–13 academic year;
(b) increase the proportion of full professors to attain a minimum of 30% of academic staff, with funding for at least 50 endowed professorships; and
(c) triple the number of postdoctoral fellows (from 100 to 300) and more than double the number of research postgraduate students (from 1,500 to 3,600).

Within this broad strategic framework the University continues to encourage research excellence in a number of important specific areas. It continues to fund curiosity-driven research with small project grants, and to incubate new research initiatives with seed-funding grants. It continues, through its RPg reform policies, to develop a culture of student-centred, performance-based, and shared-responsibility research.


The following institutional policy developments took place during the report period.

Strategic Research Areas and Themes

Collaborative, interdisciplinary research continues to receive prioritised support from the University through its strategic research areas and themes. The current cycle focuses on 5 areas—Biomedicine, China, Community, Environment, and Frontier Technology—which incorporate 19 themes. There are also four emerging themes. This strategic research areas approach strives to provide the research environment for new and important niche areas to develop. HKU's performance in, for example, the first round of the RGC's Theme-based Research Scheme (TRS) has demonstrated the success of adopting such focused investment for strategic interdisciplinary collaborative research. As part of the ongoing process of improving communication between the theme members and providing opportunities for progress overviews and cross-fertilisation of ideas, a series of five Strategic Research Themes Forums (one for each area) were held over the Spring of 2011. The three-year funding cycle for the themes is coming to a close in 2011, and a process of final reporting and detailed review will then be undertaken to inform future funding rounds.


Research Integrity

Promotion of responsible academic conduct has been made a top priority of the research management at the University. While achieving excellence, HKU hopes to establish a culture of upholding research integrity among the university community. In addition to three retreat-like seminars for non-clinical Faculties promoting responsible conduct of research (RCR) held in 2010, two more seminars were organised in January and April, 2011 for HKU's two clinical Faculties and new staff, respectively. More than 260 academics at all grades from Postdoctoral Fellows to Chair Professors have attended these five RCR seminars. In addition, to familiarise research students and staff members with the operational guidelines and procedures of the Human Research Ethics Committee for Non-Clinical Faculties (HRECNCF), a workshop was organised in December 2010.

Following the retirement of the Research Integrity Liaison Officer, Professor Brian Duggan, in August 2011, Professor Frederick KS Leung has succeeded him with the new title of Director of Education and Development for Research Integrity with effect from June 2011 for two years. His remit includes looking into areas covering RCR training and education for staff and students, as well as the latest developments in research and good practice elsewhere, while research ethics compliance will continue to be handled by the relevant ethical approval bodies, namely the Human Research Ethics Committee for Non-Clinical Faculties (HRECNCF), the Institutional Review Board of the University of Hong Kong/Hospital Authority Hong Kong West Cluster (HKU/HA HKW IRB, the ''IRB"), and the Committee for the Use of Live Animals in Teaching and Research (CULATR).

In the past year, HKU has taken a number of measures such as a compulsory plagiarism checking on RPg students' theses before submission and a compulsory registration requirement for RPg students to take a core course on ethics and research on or after September every year. The Graduate School has put together a Research Integrity handbook for RPg students, launched in October, 2011.

The University was also involved in the global dialogue on research integrity by sending a team to attend the 2nd World Conference of Research Integrity held in July 2010 in Singapore. The conference focused on four key areas: national and international policies, codes of conduct, training and education to promote research integrity, and author-editor issues.


HKU–SPACE Research Fund

An HKU SPACE Research Fund has been established to support research activity at the University since 2007–08. A sum of HK$2.5 million is made available every year to all newly appointed staff within the first twelve months of assuming duties to apply for a top-up grant of up to HK$104,800 to support a Type B RPg place. All awards are made on a first-come-first-served basis on condition that the top-up grant will be matched dollar-for-dollar by the applicant's Faculty/Department, and the associated Type B RPg quota place should be from the Faculty's main pool allocation for the current quota year. Some available funding of the HKU SPACE Research Fund was also deployed to support around 50 projects this year under the Small Project Funding programme, which aims at maintaining the research vitality of staff through conducting low budget projects with high impact.


Collaborative Research

The increasing importance of collaboration in research is fully recognised by the University's management and by individual researchers. Internationalisation has been a key feature embedded in many aspects of the University's strategic development. HKU has positioned itself to be a globally competitive, regionally engaged university, and in the face of the challenges ahead, we very much value the enhancement of collaboration with our international and Mainland partners. In addition to joining forces with local institutions, the University is an active participant in Universitas 21 (U21), a consortium of leading universities around the world dedicated to the internationalisation of higher education. On April 6-8, 2011, the PVC (Research) attended the annual U21 PVC (Research) Meeting, which was held at the University of Auckland. It provided an opportunity for the delegates to understand more about each others' views and strategies on particular aspects, to identify best practice in research organisation, management, performance assessment and portfolio development, and to promote best practice in nurturing the next generation of researchers. HKU is also a member of the Association of Pacific Rim Universities, a regional network of 42 world-class institutions.

The University also collaborates with a number of leading institutions, laboratories, pharmaceutical companies, research institutes and government bodies, both in mainland China and overseas. We have 4 Partner State Key Laboratories (Partner SKLs), the most of any local institution. We will continue to make good use of the prestigious status of Partner SKLs to reinforce our research collaborations with Mainland partners for greater impact. Partnership with industry has also been reinforced to promote the application of research results.

New initiatives for international collaboration during the reporting year include a partnership forged between HKU and McGill University, Canada, in biomedical science research, aimed at providing improved support for students and professors in both institutions, as well as joint grant applications and other activities that will build on their respective strengths as leaders in this important emerging field. As a first step, the two universities have agreed to develop their collaborative work by providing seed funding for a number of joint research initiatives. HKU also signed a Memorandum of Understanding (MoU) with the University of Latvia in seeking to strengthen bilateral relations in the field of education and scientific research. HKU is also partnering with the Shenzhen Institutes of Advanced Technology (SIAT) of the Chinese Academy of Sciences (CAS) to train PhD students. The HKU Faculty of Engineering and the SIAT of CAS signed an MOU, and 10 Mainland students selected will study at SIAT and HKU each for two years to obtain an HKU PhD degree.

In the reporting year the University has made further progress with its developments in Shenzhen and the Pearl River Delta, a strategic region for the University to establish a research and development base and to foster much closer collaboration with the Government, industry, education and research communities in the Mainland. Following the University's decision in April 2010 to go forward with a project to establish the HKU Shenzhen Institute of Research and Innovations (HKU-SIRI) in the Shenzhen Virtual University Park (SVUP), a university task force managed the complex application, negotiation and approval processes necessary for establishing a wholly owned foreign enterprise and a research institute in SVUP. HKU researchers are now eligible to apply for mainland research grants as Principal Investigator / Chief Scientist under the aegis of HKU-SIRI, with initial applications coming from Engineering, Medicine and E-Business fields. In the reporting year, successful funding has been sought through the ''973" Program by HKU academic Professor L.H. Tan, receiving RMB 39 million for a project entitled ''Brain mechanisms underlying Chinese language processing and the neurogenetic basis for its disorders". In addition, an HKU-Zhejiang Institute of Research and Innovation (HKU-ZIRI) initiated by the Faculty of Engineering provided the University a unique opportunity to set up an R&D base in the Yangtze River Delta Region, thus opening up further possibilities for HKU researchers to tap into funding opportunities and partners in the Mainland.

Large numbers of individual researchers undertook collaborative projects during the report period with researchers in the PRC or elsewhere in the world across a wide range of activities, including joint research projects, co-authoring of papers, teaching or lecturing, providing consultancy or peer review services, supervising research students, and serving as external examiners.

Over the past few years, HKU has introduced a number of initiatives to help increase research competitiveness and international collaboration. These schemes are running smoothly, with further application rounds during the reporting period.

(a) Visiting Research Professors Scheme

The Visiting Research Professors Schemes (VRP) has attracted 23 leading scholars from around the world since its inception in 2009. This year, 18 nominations were received, and 7 awards were made to prominent professors from Harvard Medical School, UCLA, etc. The University Research Committee reviewed the first batch of mid/final reports on VRP appointments from Faculties and was impressed by the VRPs' valuable contributions in enhancing the research profile and international collaborations of Faculties through co-authoring papers and collaborating in projects, giving feedback on research proposals, and strengthening/developing links between HKU and their host institutions.

(b) King's/HKU Fellowships

To strengthen the partnership between HKU and King's College London, both universities have launched reciprocal King's/HKU Fellowships to enable their academic staff members to visit the partner institution. In the reporting period, 4 HKU members visited King's and reciprocally, 2 King's scholars visited HKU. In the 2011–12 application round, 2 Fellowships were made to HKU staff who will visit King's within the academic year 2011–12.

(c) HKU Overseas Fellowships

The HKU Overseas Fellowship awards were established to support academic staff members to visit overseas institutions over a period of one to two months for research collaborations. During 2010–11, 6 HKU staff visited overseas universities, including Johns Hopkins School of Medicine and the University of Wisconsin-Madison, while 8 awards were freshly given to support 8 HKU staff to visit overseas institutions within the 2011–12 academic year.

(d) Doris Zimmern HKU-Cambridge Hughes Hall Fellowship

To forge closer ties, and foster cultural exchange and academic excellence, between HKU and Hughes Hall, University of Cambridge, HKU offers co-funding alongside the Doris Zimmern Charitable Foundation to enable teaching and research staff of the University to spend a period of time at Hughes Hall, as visiting fellows, for research collaboration and other academic exchange. The cost of the accommodation and a pro-rata College fee in respect of individual fellows is covered by the University. Since its inception in 2009, 8 HKU members have been awarded the Fellowships to reside at Hughes Hall, University of Cambridge, for research collaboration and academic exchange, and 4 of them paid their visits in 2011.


University–Industry Partnership

The University encourages the commercialisation of its intellectual property through technology transfer, as the practical application of technological advances benefits both the University and the community as a whole. The Technology Transfer Office (TTO) was established in September 2006 to carry out technology transfer, legal, and liaison operations, while commercial operations come under Versitech, a wholly-owned subsidiary of the University.

TTO continues to strengthen professional capabilities in technology transfer in support of the University's mission of knowledge exchange. In the past reporting year, two intensive training courses were organised as follows:

(a) For the second year, TTO has partnered with The Fédération of Internationale des Conseils en Propriété Industrielle (FICPI) to run the South East Asian Drafting (SEAD) patent prosecution and drafting training course in Hong Kong. In addition to Hong Kong Cyberport Management Company Limited, this year support was also enlisted from the Innovation and Technology Commission and that of the Intellectual Property Department as principal sponsors. The first segment of the course was held from April 11–15, 2011. It was attended by participants from Hong Kong, Mainland China, India, Malaysia, the Philippines, Taiwan, Thailand and Vietnam. Participants returned in September 2011 to attend the third and final segment.

(b) TTO also initiated the Entrepreneurship Academy in 2010–11, through which an eight-week workshop series in Entrepreneurship was organised each semester for research staff, RPg students and alumni of related postgraduate programmes of the University. The invited speakers were either seasoned practitioners or academics specialising in entrepreneurship. The Entrepreneurship Academy received an enthusiastic response from staff and RPg students, with over 100 participants in each semester. The excellent feedback evaluations received indicated that there is ample demand for entrepreneurship training in HKU.

Both training courses emphasised practical skills and provided guidance to avoid common pitfalls in managing TT activities, contract research, consultancies, and so on, which participants have found valuable.

The report period has seen a number of examples of successful university-industry partnership. Versitech Ltd undertook a total of 30 contract research projects within 2010–11 with various industrial sectors. As of 2010–11, Versitech Ltd has licensed a cumulative total of 78 inventions and know-hows to industry, representing 28.4% of all the University's inventions and know-hows. The Faculty of Engineering has licensed 46.2% of its inventions and know-hows, the Faculty of Science has licensed 25.4%, the Faculty of Architecture has licensed 20.0%, and the Medical faculty has licensed 18.4%

The University has been active in bidding for funds under the Innovation and Technology Fund's University-Industry Collaboration Programme (UICP) and the Innovation and Technology Support Programme (ITSP). Since the inception of the programmes in 1999, the University has received total funding of just under HK$26.84 million for 27 approved projects under UICP and HK$341.3 million for 108 approved projects under ITSP.


RESEARCH HIGHLIGHTS

Significant Research Achievements

A number of research highlights in 2010–11 are listed below:

Theme-based Research Scheme

The Theme-based Research Scheme, launched by RGC in 2010, aims to focus academic research efforts of the UGC-funded institutions on themes of strategic importance to the long-term development of Hong Kong. The themes in the first round of the scheme were Promoting Good Health, Developing a Sustainable Environment, and Enhancing Hong Kong's Strategic Position as a Regional and International Business Centre.

The results of this first round of the TRS were announced on July 13, 2011, just outside of the reporting period. HKU is the co-ordinating institution of 3 of the 6 funded projects as follows:

(a) 'Personalized Medicine for Cardiovascular Diseases: From Genomic Testing and Biomarkers to Human Pluripotent Stem Cell Platform', HK$40 million*, Project Coordinator: Professor H.F. Tse (Department of Medicine), in collaboration with CUHK and HKUST;

(b) 'Cell-based Heart Regeneration', HK$60 million*, Project Coordinator: Professor R.A. Li (Department of Medicine), in collaboration with CityU, CUHK and HKUST; and

(c) 'Challenges in Organic Photo-Voltaics and Light Emitting Diodes—A Concerted Multi-Disciplinary and Multi-Institutional Effort', HK$57.407 million*, Project Coordinator: Professor V.W.W. Yam (Department of Chemistry), in collaboration with CityU, HKBU, PolyU and HKUST.

* including 15% on-costs


2011–12 GRF Exercise

In the 2011–12 GRF exercise—the results of which were announced in June 2011— HKU once again received the largest share of the funding (now for fourteen of the last fifteen exercises), securing just over a quarter (27%) of the total number of projects supported. In this exercise, the University submitted 634 applications, of which 216 were approved, representing a success rate of 34.1%. As with the 2010–11 exercise, HKU received the largest amount of funds for projects under the Physical Sciences Panel and the Biology and Medicine Panel. The University also came top in the newly organised Humanities and Social Sciences Panel. In total, HKU was awarded HK$183.763 out of HK$639.480 million (including the 15% on-cost from the RGC; the figures excluding the on-cost are HK$159.794 and HK$556.07 million respectively).


2010–11 CRF Exercise

HKU was awarded the largest amount of funding in the 2010–11 round of the RGC's Collaborative Research Fund (CRF). The University is lead institution of 4 of the 10 projects funded and participating in a further 3 projects as a collaborating institution, making it the most successful university in terms of the number of projects as lead and collaborating institution. HKU is lead institution of the following four projects:

(a) 'Programming the Second Generation Tumor-targeting Bacteria', HK$7.22 million*, Project Coordinator: Dr J.D. Huang (Department of Biochemistry), in collaboration with HKBU;

(b) 'A Multi-disciplinary Approach to Investigate Vascular Dysfunction in Obesity and Diabetes: From Molecular Mechanism to Therapeutic Intervention', HK$7.28 million*, Project Coordinator: Dr A. Xu (Department of Medicine), in collaboration with CUHK;

(c) 'Self-Assembled Synthetic Ion Channels: Design, Characterization and Biomedical Applications', HK$4.14 million*, Project Coordinator: Professor D. Yang (Department of Chemistry), in collaboration with CUHK and HKUST; and

(d) 'Smart Grid', HK$5.58 million*, Project Coordinator: Professor V.O.K. Li (Department of Electrical and Electronic Engineering), in collaboration with CityU and HKUST.

* including 15% on-costs


Innovation Technology Support Programme (ITSP)

Awards from the Innovation and Technology Fund under ITSP have been an increasingly important source of funding for the University since the programme's introduction in 1999. The University had 108 projects approved from 1999 until the end of June 2011 (representing 21% of the 523 projects approved under ITSP), and has been granted funding of $341.3 million for these projects.


NSFC/RGC Joint Research Scheme

In 2010–11, HKU also did well in bidding for funds under the National Natural Science Foundation of China/Research Grants Council (NSFC/RGC) Joint Research Scheme. Funding of HK$15 million was awarded to 23 projects submitted by six UGC-funded institutions. The University submitted 78 preliminary proposals, of which 14 were shortlisted and 8 funded. It received funding of HK$5.45 million, representing 36.33% of the total allocation, a 38% increase on last year's HK$3.94 million funding and 26.27% share.


HK Scholars Program

The Hong Kong Scholars Program—a cross-border initiative—was launched by the Society of Hong Kong Scholars and the Office of the National Administrative Committee of Postdoctoral Researchers under the Ministry of Human Resources and Social Security in December 2010 to nurture outstanding postdoctoral fellows from the Mainland in Hong Kong. Eight HKU researchers have been selected by the Program to supervise PDFs for a period of two years.


Croucher Foundation ASIs

The Croucher Foundation sponsors a number of Advanced Study Institutes (ASIs) each year, to enable experts in a particular field to meet and conduct advanced tuition on a defined topic.

An ASI on ''Molecular Genetics and Clinical Advances in the Study of Esophageal and Gastric Cancers" took place on January 23–27, 2011. It was organised by Professor S.Y.K. Law (Department of Surgery) with funding of $600,000.

Three follow-up ASIs were organised by the University's researchers during the report period:

(a) November 2, 2010, Biomarkers for Early Detection of Cancers: Technological Advances and Clinical Readiness by Professor R.T.P. Poon (Department of Surgery) with funding of HK$74,182;

(b) January 5–6, 2011, Fundamental Biology of Aging and Aging Disorders by Dr. Z. Zhou (Department of Biochemistry) with funding of $270,000; and

(c) April 29, 2011, Mitochondrial Stress in Diabetes and Aging by Professor S.K. Chung (Department of Anatomy) with funding of $65,359.

In May 2011, two grants of HK$600,000 each were awarded to the University for the ASIs below:

(a) Tumour Microenvironment—New concepts and molecular mechanisms, by Professor A.N.Y. Cheung (Department of Pathology), scheduled to be held in January 2012; and

(b) Stem cells: Niches, Regeneration and Repair, by Professor K.S.E. Cheah (Department of Biochemistry), scheduled to be held in late 2012.


Croucher Foundation International Conferences and Seminars

The Croucher Foundation also provides sponsorship for international conferences and seminars in the fields of natural science, technology or medicine. Such events must be of direct benefit to Hong Kong, and preferably have a strong research emphasis. Two such conferences, each with sponsorship of HK$100,000, were organised by the University's researchers during the report period:

(a) December 10–13, 2010, 10th Asia-Pacific International Symposium on Microscale Separations and Analysis (APCE 2010) by Dr. Y.S. Fung (Department of Chemistry); and

(b) May 26–27, 2011, Alzheimer's Disease Conference 2011: From Public Health, Basic and Clinical Sciences to Therapeutic Insights, by Dr. R.C.C. Chang (Department of Anatomy).

During the report period the Croucher Foundation also approved three sponsorship grants for the following events:

(a) The 4th Asian Symposium on Plant Lipids, by Professor M.L. Chye (School of Biological Sciences), to be held on December 2–4, 2011 with funding of HK$100,000;

(b) 3rd International Symposium on Development of the Enteric Nervous System: Cells, Signals and Genes, by Dr. M.H. Sham (Department of Biochemistry), to be held in March 2012 with funding of HK$100,000; and

(c) Days of Molecular Medicine, by Professor P.K.H. Tam (Department of Surgery) and Professor R.A. Li (Department of Medicine), to be held in late 2011 with funding of HK$702,000.


External Academic Honours

HKU has a proud record of academic recognition. The University has been awarded more Croucher Foundation Senior Research Fellowships (35 out of a total of 87 fellowships awarded since 1997, including Senior Medical Research Fellowships) than any of its sister institutions.

A number of the University's researchers have received important academic awards and honours over the reporting period, including the following:

(a) Professor L. Samaranayake, Dean of the Faculty of Dentistry, received the 2010 Oral Medicine and Pathology Research Award from the International Association for Dental Research (IADR), the world's largest non-government dental research organisation. The award comes with the title of IADR Distinguished Scientist, and is one of only 16 such awards granted by IADR.

(b) Professor V.W.W. Yam, Department of Chemistry, was named Laureate of the 13th L'Oreal-UNESCO Women in Science Awards 2011 in recognition of her work in light-emitting materials and innovative ways of capturing solar energy. The L'Oreal-UNESCO Women in Science Awards honour five outstanding female scientists, one per continent, annually for their research contributions, commitment, and impact on society.

(c) Professor S.P. Lee, Dean of the Li Ka Shing Faculty of Medicine, was selected by the American Association for the Study of Liver Diseases (AASLD) as the recipient of the 2010 AASLD Distinguished Achievement Award. Apart from being the first Asian to receive this prestigious award in scientific research, Professor Lee, as a dedicated clinician, was also conferred with a Master award by the American College of Gastroenterology (ACG).

(d) Professor D. Yang, Department of Chemistry, was awarded the 7th Chinese Young Women in Science Fellowship, making her the first woman scientist in the Hong Kong and Macau region to receive the honour. Professor Yang was honoured in recognition of her contributions in the field of Chemical Biology.

(e) Dr E.H.Y. Ng, Department of Obstetrics and Gynaecology, together with five scientists from the Mainland were awarded a second-class award of the 2010 Higher Education Institution Scientific Research Outstanding Achievement Award.

(e) Professor F. Dikötter was awarded the 2011 BBC Samuel Johnson Prize for Non-Fiction for his book Mao's Great Famine: The History of China's Most Devastating Catastrophe, 1958–62. The BBC Samuel Johnson Prize for Non-Fiction is one of the UK's most prestigious literary prizes.


Outstanding Researcher Award Scheme

To encourage and reward distinguished research achievements by its staff, HKU gives internal awards annually for research excellence, presented each year at a well-attended ceremony. The most recent ceremony was held on February 17, 2011, and the University conferred the following awards in respect of research achievements during and prior to the report period:

(i) Outstanding Research Student Supervisor Award
Professor Y.S. Chan (Department of Physiology)
Professor M.M. Kumaraswamy (Department of Civil Engineering)
Dr Y.F. Yeung (School of Chinese)

(ii) Outstanding Young Researcher Award
Dr B.P. Chan (Department of Mechanical Engineering)
Professor C. Cheng (Department of Psychology)
Dr X. Cui (Department of Physics)
Dr J.C. Kuehn (School of English)
Ms R.W.C. Lee (Department of Law)
Dr E.W.C. Tse (Department of Medicine)
Dr Y. Wang (Department of Pharmacology and Pharmacy)

(iii) Outstanding Researcher Award
Professor C.M. Hutton (School of English)
Professor H. Sun (Department of Chemistry)
Professor E.X. Wu (Department of Electrical and Electronic Engineering)
Professor R.M.F. Yuen (Department of Medicine)

The University's Research Output Prize, included in the Outstanding Researcher Award Scheme since 2005, aims to reward the authors of outstanding individual publications such as refereed journal papers, books, or CD-ROMs. Faculties select an output item each year for the prize, and they can determine the research output form that best represents their research achievement. Ten Research Output Prizes were awarded at the ceremony in February 2011 for the following items of research output:

Faculty of Architecture: 'Sick Building Syndrome and Perceived Indoor Environmental Quality: A Survey of Apartment Buildings in Hong Kong', Habitat International, 33 (4) (2009), 463-471 by Siu-Kei Wong*, Lawrence Wai-Chung Lai*, Daniel Chi-Wing Ho*, Kwong-Wing Chau*, Cindy Lo-Kuen Lam*, Chris Hung-Fai Ng

Faculty of Arts: Contact Languages: Ecology and Evolution in Asia, New York, Cambridge University Press, 2009, 257pp by Umberto Ansaldo*

Faculty of Business and Economics: 'The Effect of Regulatory Orientation and Decision Strategy on Brand Judgments', Journal of Consumer Research, 35 (April 2009), 1026-1038 by Echo Wen Wan*, Jiewen Hong, Brian Sternthal

Faculty of Dentistry: 'Microbiology of Odontogenic Bacteremia: beyond Endocarditis', Clinical Microbiology Reviews, 22 (2009), 46-64 by N.B. Parahitiyawa*, L.J. Jin*, W.K. Leung*, W.C. Yam*, L. P. Samaranayake*

Faculty of Education: 'From the Horse's Mouth: What Scientists Say About Scientific Investigation and Scientific Knowledge', Science Education, 93 (1) (2009), 109-130 by Siu Ling Wong*, Derek Hodson

Faculty of Engineering: 'Site Response to Multi-directional Earthquake Loading: A Practical Procedure', Soil Dynamics and Earthquake Engineering, 29 (2009), 710-721 by J. Yang*, X.R. Yan*

Faculty of Law: 'Customary Non-Refoulement of Refugees and Automatic Incorporation into the Common Law: a Hong Kong Perspective', International and Comparative Law Quarterly, 58 (April 2009), 443-468 by Oliver Jones*

Li Ka Shing Faculty of Medicine: 'A Mutation in Ihh that Causes Digit Abnormalities Alters Its Signaling Capacity and Range', Nature, 458 (April 2009), 1196-1200 by Bo Gao*, Jianxin Hu*, Sigmar Stricker, Martin Cheung*, Gang Ma, Kit Fong Law*, Florian Witte, James Briscoe, Stefan Mundlos, Lin He, Kathryn S.E. Cheah*, Danny Chan*

Faculty of Science: 'Secretin as a Neurohypophysial Factor Regulating Body Water Homeostasis', Proceedings of the National Academy of Sciences USA (PNAS), 106 (37) (September 2009) by Jessica Y.S. Chu*, Leo T.O. Lee*, C.H. Lai*, H. Vaudry, Y.S. Chan*, W.H. Yung, Billy K.C. Chow*

Faculty of Social Sciences: 'Invigorating the Content in Social Embeddedness: An Ethnography of Life Insurance Transactions in China', American Journal of Sociology, 115 (3) (November 2009), 712-54 by Cheris Shun-ching Chan*

* HKU members


Major International Research Events

A number of important international research conferences were organised during the report period by the University including the following examples:

(a) October 14–16, 2010—Research Directions for a Globalised Public Management, a research conference of the Public Management Research Association in Asia and jointly co-sponsored by the International Research Society on Public Management, was hosted by the Faculty of Social Sciences and Department of Sociology at HKU.

(b) November 4–6, 2010—the 17th Hong Kong International Cancer Congress with the theme of Advances in Technology and New Perspectives in Cancer brought together renowned international speakers, including from Australia, China, Japan, India, and the US.

(c) December 15–17, 2010—the 13th International Symposium on Tubular Structures was attended by about 150 academics, researchers and engineers from 22 countries across 5 continents. It is considered the principal showcase for tubular structures and the prime international forum for discussion of research, developments and applications in this field.

(d) March 18–19, 2011—a high profile global conference on competition law was held by HKU in association with University College London. ''A Global Competition Law and Economics Series Conference: Competition Law and the State" brought together competitive law experts from nine countries, the European Union and the Organisation for Economic and Co-operation and Development.

(e) May 6¬¬–7, 2011—the International Conference on Healthy Longevity: The Emergence of Oldest-Old and Centenarians was the first meeting in Hong Kong to gather overseas scientists and local researchers for intellectual exchanges on issues including demography, psycho-social, behavioural, functioning, and geriatrics of the oldest-old across Asian and Western countries. Over 20 internationally renowned scholars, professionals, and policy-makers from Australia, Belgium, Hong Kong, Japan, South Korea and the United States shared their research and experience on healthy longevity


Centenary Distinguished Lectures

As part of its 100th anniversary celebrations, HKU is presenting a series of Centenary Distinguished Lectures. Delivered by Nobel Laureates and distinguished scholars from a wide range of disciplines, the lectures bring some of the most brilliant minds of today to HKU to share their expertise, experience and world-class scholarship with the University community and the public. Launched in September 2010, the following lectures took place within the reporting period:

(a) Professor Gary S. Becker, Nobel Laureate in Economic Sciences;
(b) Professor Françoise Barré-Sinoussi, Nobel Laureate in Physiology or Medicine;
(c) Professor Sir Andrew Motion, Poet Laureate of Britain;
(d) Professor Kurt Wüthrich, Nobel Laureate in Chemistry;
(e) Professor Wu Jinglian, Renowned Economist in China;
(f) Professor Elinor Ostrom, Nobel Laureate in Economic Sciences;
(g) Professor Peter C. Doherty, Nobel Laureate in Physiology or Medicine; and
(h) A Centenary Dialogue with Aung San Suu Kyi.

These distinguished speakers also spared their time to meet with HKU staff and researchers and to receive media interviews, as well as meeting with selected secondary school students through the 'Lunch with a Laureate' element. Further lectures are planned over the coming year.


Published Research

The University has an excellent record of published research, both in discipline-specific journals and in more high-profile publications such as Science, Nature, and The Lancet. As far as its academic publishing is concerned, it has the highest number of refereed publications, both in absolute terms and expressed as a ratio of publications per staff member, of any UGC-funded institution. According to the latest available statistics, for 2009–10 (see RGC Annual Report 2010) the University had 6,540 peer-reviewed refereed publications.

The University does particularly well in scientific publications. According to statistics published by the Institute for Scientific Information (ISI), there were a total of 265,996 citations of 20,942 HKU papers in journals tracked by the ISI between January 2001 and June 2011. This was the highest number of citations of any UGC-funded institution. In 2010 the University had 3,143 publications in journals tracked by the ISI, again more than any other UGC-funded institution. The ISI also ranked 105 HKU professoriate staff among the world's top 1% of scientists.


Patents

Since 1998, HKU has filed 1067 patents in various parts of the world, mostly in the United States (518), the European Union (171) and Greater China (152 in China, including Hong Kong, and 17 in Taiwan). During the same period 287 patents were granted, principally in the United States (130). The University filed 93 patents in the 2010–11 academic year. During the same period, 31 patents were granted and 32 patent applications were abandoned.


Agreements/Legal Documents

During 2010–11, the University has handled 490 technology/knowledge transfer related agreements/legal documents—such as licensing, consultancy and materials transfer agreements—with counter signing parties mostly in Hong Kong (207), North America (124), the European Union (49) and the People's Republic of China (78). The total of 490 represents an increase of more than 13.7% on the figure for 2009–10.


 

 

 


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